The Governance and Compliance in Banking and Finance course in Dubai is designed to equip professionals with essential knowledge of regulatory frameworks and governance in the financial sector.
From:
09-03-2026
From:
05-10-2026
From:
09-11-2026
Course Overview
The banking and financial services industry is highly regulated and constantly evolving. Strong governance and compliance frameworks are essential to maintain trust, protect institutions, and safeguard financial systems. This Governance and Compliance in Banking and Finance Training Course provides participants with knowledge of global regulations, governance principles, and compliance strategies designed specifically for the financial sector.
Through interactive workshops, regulatory case studies, and practical exercises, participants will learn how to design governance models, strengthen compliance systems, and ensure alignment with standards such as Basel III, FATF, and other regional frameworks.
By the end of the program, participants will be equipped to enhance governance effectiveness, mitigate regulatory risks, and build resilient financial institutions.
Course Benefits
Gain practical knowledge of governance frameworks in banking.
Strengthen compliance with international financial regulations.
Improve accountability and risk oversight structures.
Enhance fraud detection and anti-money laundering practices.
Build resilience through strong compliance cultures.
Course Objectives
Understand governance principles in banking and finance.
Apply regulatory frameworks such as Basel III and FATF standards.
Strengthen compliance and monitoring systems.
Build effective governance structures for accountability.
Identify and mitigate compliance risks and vulnerabilities.
Align governance with long-term organizational strategy.
Foster a culture of integrity and responsibility in financial institutions.
Training Methodology
The course uses expert-led lectures, interactive discussions, regulatory case studies, and group workshops. Participants will practice applying governance and compliance frameworks through real-world banking scenarios.
Target Audience
Compliance officers and managers.
Risk and governance professionals in financial institutions.
Internal auditors and regulators.
Banking and financial services executives.
Target Competencies
Financial governance frameworks.
Regulatory compliance management.
Risk oversight and accountability.
Anti-money laundering and fraud detection.
Course Outline
Unit 1: Governance in Banking and Financial Institutions
Principles of governance in the financial sector.
Board oversight and accountability structures.
Linking governance to trust and resilience.
Case studies of governance failures in banking.
Unit 2: Global Financial Regulatory Frameworks
Basel III and prudential regulations.
FATF and AML/CTF obligations.
Regional regulations (EU, US, Asia, MENA).
Cross-border compliance challenges.
Unit 3: Compliance Monitoring and Risk Management
Designing compliance programs in banking.
Monitoring and reporting frameworks.
Tools for risk identification and mitigation.
Leveraging technology in compliance monitoring.
Unit 4: Fraud, AML, and Financial Crime Compliance
Identifying risks of financial crime.
AML/CTF detection and reporting obligations.
Transaction monitoring and suspicious activity reporting.
Case examples of financial crime investigations.
Unit 5: Building Sustainable Compliance Cultures
Embedding compliance into organizational culture.
Leadership’s role in governance and ethics.
Training and awareness programs for staff.
Preparing for future regulatory challenges.
Ready to strengthen compliance and governance in your financial institution?
Join the Governance and Compliance in Banking and Finance Training Course with EuroQuest International Training and lead your organization toward trust, integrity, and resilience.
The Governance and Compliance in Banking and Finance Training Courses in Dubai provide professionals with the knowledge and practical skills to strengthen corporate governance, regulatory adherence, and risk management within financial institutions. Designed for banking executives, compliance officers, auditors, risk managers, and legal advisors, these programs focus on integrating governance frameworks with compliance strategies to enhance operational integrity, reduce risks, and ensure sustainable financial performance.
Participants explore the principles of banking and finance governance, including regulatory requirements, internal controls, risk oversight, and ethical decision-making. The courses emphasize how robust governance and compliance practices protect institutions from operational, financial, and reputational risks while promoting transparency and stakeholder trust. Through case studies, interactive workshops, and scenario-based exercises, attendees gain hands-on experience in assessing governance structures, implementing compliance programs, and monitoring adherence to local and international banking regulations.
These banking and finance governance training programs in Dubai combine theoretical foundations with applied practice, covering areas such as anti-money laundering (AML), fraud prevention, regulatory reporting, risk assessment, and internal audit practices. Participants learn to design policies and frameworks that ensure compliance across all operations, enhance accountability, and foster a culture of integrity and ethical leadership. The curriculum also highlights the strategic role of governance in aligning business objectives with regulatory expectations and market best practices.
Attending these training courses in Dubai provides professionals with access to expert-led sessions and the opportunity to engage with peers from diverse financial sectors, sharing insights on global standards and emerging trends in banking governance and compliance. Dubai’s dynamic financial and regulatory environment offers an ideal setting to apply these concepts to real-world challenges. By completing this specialization, participants will be equipped to implement effective governance frameworks, strengthen compliance programs, and ensure their organizations operate securely, ethically, and efficiently—driving resilience, regulatory adherence, and long-term success in today’s competitive financial marketplace.