The Governance and Compliance in Banking and Finance in Singapore is a professional training course for financial executives and compliance officers.
From:
23-03-2026
From:
02-11-2026
Course Overview
The banking and financial services industry is highly regulated and constantly evolving. Strong governance and compliance frameworks are essential to maintain trust, protect institutions, and safeguard financial systems. This Governance and Compliance in Banking and Finance Training Course provides participants with knowledge of global regulations, governance principles, and compliance strategies designed specifically for the financial sector.
Through interactive workshops, regulatory case studies, and practical exercises, participants will learn how to design governance models, strengthen compliance systems, and ensure alignment with standards such as Basel III, FATF, and other regional frameworks.
By the end of the program, participants will be equipped to enhance governance effectiveness, mitigate regulatory risks, and build resilient financial institutions.
Course Benefits
Gain practical knowledge of governance frameworks in banking.
Strengthen compliance with international financial regulations.
Improve accountability and risk oversight structures.
Enhance fraud detection and anti-money laundering practices.
Build resilience through strong compliance cultures.
Course Objectives
Understand governance principles in banking and finance.
Apply regulatory frameworks such as Basel III and FATF standards.
Strengthen compliance and monitoring systems.
Build effective governance structures for accountability.
Identify and mitigate compliance risks and vulnerabilities.
Align governance with long-term organizational strategy.
Foster a culture of integrity and responsibility in financial institutions.
Training Methodology
The course uses expert-led lectures, interactive discussions, regulatory case studies, and group workshops. Participants will practice applying governance and compliance frameworks through real-world banking scenarios.
Target Audience
Compliance officers and managers.
Risk and governance professionals in financial institutions.
Internal auditors and regulators.
Banking and financial services executives.
Target Competencies
Financial governance frameworks.
Regulatory compliance management.
Risk oversight and accountability.
Anti-money laundering and fraud detection.
Course Outline
Unit 1: Governance in Banking and Financial Institutions
Principles of governance in the financial sector.
Board oversight and accountability structures.
Linking governance to trust and resilience.
Case studies of governance failures in banking.
Unit 2: Global Financial Regulatory Frameworks
Basel III and prudential regulations.
FATF and AML/CTF obligations.
Regional regulations (EU, US, Asia, MENA).
Cross-border compliance challenges.
Unit 3: Compliance Monitoring and Risk Management
Designing compliance programs in banking.
Monitoring and reporting frameworks.
Tools for risk identification and mitigation.
Leveraging technology in compliance monitoring.
Unit 4: Fraud, AML, and Financial Crime Compliance
Identifying risks of financial crime.
AML/CTF detection and reporting obligations.
Transaction monitoring and suspicious activity reporting.
Case examples of financial crime investigations.
Unit 5: Building Sustainable Compliance Cultures
Embedding compliance into organizational culture.
Leadership’s role in governance and ethics.
Training and awareness programs for staff.
Preparing for future regulatory challenges.
Ready to strengthen compliance and governance in your financial institution?
Join the Governance and Compliance in Banking and Finance Training Course with EuroQuest International Training and lead your organization toward trust, integrity, and resilience.
The Governance and Compliance in Banking and Finance Training Courses in Singapore offer professionals a rigorous and comprehensive understanding of the governance structures, regulatory expectations, and compliance practices that shape today’s financial sector. Designed for compliance officers, legal advisors, risk managers, executives, and financial regulators, these programs address the critical frameworks required to maintain stability, transparency, and trust within financial institutions.
Participants explore the core components of corporate governance in banking and finance, including board oversight, accountability mechanisms, risk management frameworks, and internal control systems. The courses emphasize how governance practices support ethical conduct, regulatory alignment, and sound decision-making. Through case studies and industry-focused discussions, attendees examine governance challenges, emerging global standards, and effective approaches for strengthening institutional resilience.
These banking compliance and financial governance training programs in Singapore also provide in-depth coverage of compliance functions, from regulatory interpretation and policy development to monitoring, reporting, and enforcement readiness. Participants learn to navigate complex regulations, manage compliance risks, and uphold best practices in areas such as anti-money laundering, customer due diligence, market conduct, and operational transparency. Practical exercises help professionals apply compliance tools, assess risks, and develop integrated systems that enhance organizational integrity.
Attending these training courses in Singapore offers a valuable opportunity to learn within one of the world’s leading financial hubs. Singapore’s robust regulatory environment and strong governance culture create an ideal backdrop for understanding global financial trends and regulatory expectations. Through expert-led sessions and cross-industry collaboration, participants gain strategic insight into governance evolution and compliance innovation. By the end of the program, attendees will be equipped to strengthen regulatory adherence, enhance internal controls, and support sustainable growth within their financial institutions—anchored in ethical behavior, robust governance, and effective risk management.