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Course Overview

Corporate finance and investment transactions are governed by complex legal frameworks designed to protect investors, ensure transparency, and promote market stability. From securities regulations to shareholder rights and fundraising compliance, businesses must carefully navigate these rules to avoid enforcement actions and financial penalties.

This Legal Issues in Corporate Finance and Investments Training Course provides participants with a comprehensive understanding of the laws and regulations shaping corporate finance, investment structures, and capital markets. It emphasizes practical strategies for compliance, risk management, and contract negotiation.

Through case studies, regulatory analysis, and interactive workshops, participants will learn how to structure compliant financial transactions and manage investment risks effectively.

Course Benefits

• Understand global legal frameworks for corporate finance.

• Strengthen compliance with securities and investment laws.

• Develop skills for drafting and negotiating finance contracts.

• Manage risks in fundraising and capital markets transactions.

• Learn from case studies of enforcement actions and disputes.

Course Objectives

• Explore the foundations of corporate finance law.

• Apply securities and investment regulations to transactions.

• Understand investor rights and disclosure obligations.

• Analyze legal issues in equity, debt, and hybrid financing.

• Manage compliance risks in capital raising activities.

• Review cross-border investment frameworks.

• Develop governance strategies for financial integrity.

Training Methodology

The course blends expert-led legal lectures, capital market case studies, negotiation role-plays, and group exercises. Participants will work with real-world examples of finance and investment transactions.

Target Audience

• Legal counsels and corporate lawyers.

• Compliance and finance officers.

• Investment bankers and financial advisors.

• Executives engaged in fundraising and capital markets.

Target Competencies

• Corporate finance compliance.

• Securities and investment law.

• Risk management in financial transactions.

• Contract drafting and negotiation.

Course Outline

Unit 1: Introduction to Corporate Finance Law

• Legal foundations of corporate finance.

• Overview of financial instruments.

• Regulatory bodies and enforcement agencies.

• Case studies of finance law in practice.

Unit 2: Securities and Investment Regulations

• Securities issuance and disclosure obligations.

• Investor protection rules.

• Compliance with stock exchange requirements.

• Enforcement trends in securities law.

Unit 3: Fundraising and Capital Raising Compliance

• Legal frameworks for equity and debt financing.

• Private placements vs. public offerings.

• Crowdfunding and fintech fundraising.

• Risks in global fundraising activities.

Unit 4: Contracts and Transaction Structures

• Drafting financing and investment agreements.

• Representations, warranties, and covenants.

• Risk allocation in financial contracts.

• Negotiation strategies in finance deals.

Unit 5: Cross-Border Finance and Future Trends

• Legal challenges in international investments.

• Cross-border compliance and taxation issues.

• Emerging trends: ESG finance, fintech, and crypto assets.

• Preparing for regulatory changes in global finance.

Ready to master compliance in finance and investments?
Join the Legal Issues in Corporate Finance and Investments Training Course with EuroQuest International Training and gain the expertise to manage financial transactions with confidence.